Derivatives Adviser (Personal Advice)

Provider Mentor Education
Course Outcome 7.5 CPD points
Study Mode Online
Duration Max. 6 months
Start Date Anytime – start today!
Cost $1,040.00
  • What you'll learn


    This online Derivatives Adviser (Personal Advice) short course is designed to meet the ongoing professional needs of financial advisers, and provides specialist training across derivative products.

    Delivered entirely online by Mentor Education, this program is an industry-endorsed way to gain CPD points as well as RG146 certification in derivatives.

    By completing the course, you’ll learn how to provide industry-compliant advice to your clients about ways to minimise financial risk by implementing various derivative products and strategies. The program covers common derivatives such as equity options, futures, warrants and SIPs.

  • Ideal for


    There are no formal entry requirements for this short course.

    This short course is ideally suited to financial advisers seeking to extend their advisory capacity to include regulated derivative products.

  • Career Outcomes


    Upon completion of this short course you’ll be awarded 7.5 accredited CPD points to contribute to your yearly CPD obligations, and will also gain a RG146 certification.

    You’ll also walk away with the ability to provide industry compliant advice to clients wishing to manage investment risk by using derivative products.

  • Course Content


    Australian industry essentials

    • Australian economy
    • Australian financial markets
    • Investment funds
    • Corporations act
    • Regulator environment
    • Licensees and representations
    • Ethics

    Financial advice fundamentals

    • Personal taxation
    • Social security
    • Wealth creation fundamentals
    • Estate planning fundamentals
    • Establishing client relationships
    • Identify client objectives and financial situation
    • Analyse client objectives and financial situation
    • Develop strategies and solutions
    • Present strategies and solutions
    • Implement agreed plan
    • Provide ongoing advice


    • Introduction to derivatives
    • Introduction to equity options
    • Option pricing 1
    • Option pricing 2
    • The taken call
    • The taken put
    • The written call
    • The written put
    • Index options
    • Warrant issuers
    • Introduction to trading warrants
    • Index, currency and commodity warrants
    • Introduction to instalments
    • Instalments, endowments and SIPs
    • Introduction to futures
    • Future strategies
    • CFD
  • Payment Information


    Ready to get started straight away?

    Pay and enrol for this course through our quick and secure checkout system. MasterCard, Visa and PayPal accepted.

  • Why Mentor Education?


    Mentor Education is one of Australia’s leading RG146 compliance training providers for the financial services industry. By specialising exclusively in this field of training, Mentor is able to focus on delivering professional development courses of the highest quality. Thanks to their flexible delivery options, you can complete a nationally recognised qualification in financial planning entirely online, and without disrupting your career. Take advantage of Mentor Education’s long-standing industry reputation and commitment to ongoing professional development by enquiring about a course today.

    As a student of Mentor Education, you’ll receive access to an experienced financial adviser Monday to Friday, 9am-5pm by telephone and email, so you’re always assured of timely feedback and assistance.

    Students of this program will also benefit from complementary inclusion of Mentor Education’s Career Pathway Program. This comprehensive suite of career-building tools includes a 12-month professional development subscription, association membership and regular updates on industry news and events.